Financial Regulation and Control

Greg Stevens' site on financial regulation and control. Email greg@stevens-drc.com

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  • MiFID 2
    • Market Structure Diagram
    • Systematic Internaliser Activity Thresholds
    • Third Country Financial Institutions Definition
    • Timestamps
  • MiFID2 Product Scope Diagram
  • Specific MiFID2 sub Regulations Guide
  • MiFID2 Definitions
  • Global Regulations
    • Derivatives Regulation and Control
    • European Financial Regulation
  • FRTB
    • Trading Book / Banking Book Boundary
  • FRTB Profit and Loss Attribution Test
  • The Challenges of Operational Risk
  • The Strengths and Weaknesses of ORFs
  • About Me
  • Services
  • Links
  • A Beginners Guide to Fed Watching
  • Overview of IFRS 9
  • MiFID 2 Transparency Overview
  • FRTB Governance, Transfers, Risk Management
  • The Good Cleanup Guide
  • Trading Venue MF2 Best Execution Data Publication

Links

Major Central Banks
The New York Fed
The Bank of Japan
The European Central Bank
The Bank of England

 

Major Financial Regulatory Bodies
The Governors of the US Fed
Bank for International Settlements
Basel Committee on Banking Supervision

 

Recent Updates

  • MiFID 2 Timestamps October 19, 2017
  • The Good Cleanup Guide October 16, 2017
  • EU Updates Financial Reporting Templates for IFRS9 August 20, 2017
  • The FRTB will tighten Desk Management Standards, Trading/Banking book Position Transfers and Banking Book hedging August 15, 2017
  • MiFID2 Pre and Post Trade Transparency August 6, 2017
  • An Overview of IFRS 9, Accounting for Financial Assets and Liabilities July 24, 2017
  • A Guide to Fed Watching July 18, 2017
  • The Strengths and Weaknesses of ORFs July 17, 2017
  • The Challenges of Operational Risk July 10, 2017
  • Banking Interviewers’ Guide July 9, 2017

Update Categories

  • Derivatives (6)
  • EU Regulations (12)
  • FRTB (3)
  • General comment (7)
  • Global Regulations (7)
  • Hong Kong Regulations (1)
  • IFRS (2)
  • MiFID 2 (8)
  • Op Risk (3)
  • Singapore Regulations (1)
  • The Government/ Economy (1)

Key Pages

  • About Me
  • Derivatives Regulation and Control
  • European Financial Regulation
  • FRTB
    • FRTB Profit and Loss Attribution Test
  • FRTB Governance, Transfers, Risk Management
  • Index
  • Links
  • MiFID 2
  • MiFID 2 Transparency Overview
  • MiFID2 Definitions
  • Services
  • The Good Cleanup Guide
  • Trading Venue MF2 Best Execution Data Publication
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