Financial Regulation and Control

Greg Stevens' site on financial regulation and control. Email greg@stevens-drc.com

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  • MiFID 2
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Hong Kong Regulations

Regulatory updates about Hong Kong

May 21, 2015 by SEAC Admin

Expansion of Hong Kong’s OTC Derivative Reporting and Record Keeping

The HKMA implemented a limited form of OTC derivative trade reporting a few years ago.  Now expanded regulations have been finalised and published.  Broker dealers and money brokers will now join banks in reporting trades dealt or arranged in Hong Kong.  Here is a short article explaining their impact.

Posted in Hong Kong Regulations

Recent Updates

  • MiFID 2 Timestamps October 19, 2017
  • The Good Cleanup Guide October 16, 2017
  • EU Updates Financial Reporting Templates for IFRS9 August 20, 2017
  • The FRTB will tighten Desk Management Standards, Trading/Banking book Position Transfers and Banking Book hedging August 15, 2017
  • MiFID2 Pre and Post Trade Transparency August 6, 2017
  • An Overview of IFRS 9, Accounting for Financial Assets and Liabilities July 24, 2017
  • A Guide to Fed Watching July 18, 2017
  • The Strengths and Weaknesses of ORFs July 17, 2017
  • The Challenges of Operational Risk July 10, 2017
  • Banking Interviewers’ Guide July 9, 2017

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  • The Government/ Economy (1)

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  • About Me
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  • FRTB
    • FRTB Profit and Loss Attribution Test
  • FRTB Governance, Transfers, Risk Management
  • Index
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  • MiFID 2
  • MiFID 2 Transparency Overview
  • MiFID2 Definitions
  • Services
  • The Good Cleanup Guide
  • Trading Venue MF2 Best Execution Data Publication
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