Financial Regulation and Control

Greg Stevens' site on financial regulation and control. Email greg@stevens-drc.com

MiFID 2
MiFID2 Product Scope Diagram
Specific MiFID2 sub Regulations Guide
MiFID2 Definitions
Global Regulations
- Derivatives Regulation and Control
- European Financial Regulation
FRTB
- Trading Book / Banking Book Boundary
FRTB Profit and Loss Attribution Test
The Challenges of Operational Risk
The Strengths and Weaknesses of ORFs
About Me
Services
Links
A Beginners Guide to Fed Watching
Overview of IFRS 9
MiFID 2 Transparency Overview
FRTB Governance, Transfers, Risk Management
The Good Cleanup Guide
Trading Venue MF2 Best Execution Data Publication

General Pics

MiFID 2 Timestamps October 19, 2017
The Good Cleanup Guide October 16, 2017
EU Updates Financial Reporting Templates for IFRS9 August 20, 2017
The FRTB will tighten Desk Management Standards, Trading/Banking book Position Transfers and Banking Book hedging August 15, 2017
MiFID2 Pre and Post Trade Transparency August 6, 2017
An Overview of IFRS 9, Accounting for Financial Assets and Liabilities July 24, 2017
A Guide to Fed Watching July 18, 2017
The Strengths and Weaknesses of ORFs July 17, 2017
The Challenges of Operational Risk July 10, 2017
Banking Interviewers’ Guide July 9, 2017

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